General University Reference Utility
This policy provides guidance on avoiding possible conflicts of interest, undue influence, or the appearance thereof when perquisites are offered to employees of the University.
Gift - any perquisites that are beyond the acceptable amounts established by University policies, such as a gratuity, discount, hospitality, loan, forbearance, or other tangible or intangible item having monetary value, including but not limited to, cash, merchandise, food and drink.
Entertainment - including but not limited to, paid invitations to (or subsequent reimbursement for) events, including tickets, transportation, room or housing, meals, and other such activity provided to an employee beyond the acceptable amounts established by University policies.
Fulfilling the mission of The Pennsylvania State University requires the highest standards of integrity and responsibility. Employees of the University must exercise caution and good judgment when accepting gifts, entertainment and/or contributions from individuals or parties with current or prospective business with the University.
The purpose of gifts and entertainment is to establish a relationship of goodwill among current and pending collaborative partners. However, employee acceptance of gifts, paid invitations, entertainment, travel, room or housing, meals, transportation, and other such activity may interfere with the University's mission, and may adversely affect the reputation of the University.
Thus all employees of The Pennsylvania State University are expected to not accept any gift or entertainment that might influence the employee’s decision making, compromise the employee’s judgment, or have the appearance of doing so. All Penn State employees will refuse any gift, hospitality, favor, or entertainment if all of the following criteria are met:
If it would be offensive or detrimental to the relationship to refuse a gift, hospitality, favor, or entertainment valued over $100, said gift, hospitality, favor, or entertainment must be disclosed to and approved by the employee’s supervisor and the Office of Ethics and Compliance. If approved, said gift, hospitality, favor, or entertainment having a value of more than $100 is to be donated to a charity, become University property, utilized for University benefit, or properly displayed for the benefit of the University community, as approved by the Office of Ethics and Compliance.
Requests to accept a gift or entertainment valued over $100 and/or requests to determine if an employee is subject to the criteria stated in this policy must be submitted to the Office of Ethics and Compliance by completing the Gift & Entertainment Authorization Form, per instructions in GURU.
A Penn State employee may be subject to a more restrictive policy in accordance with one’s unit or department responsibilities.
For questions, additional detail, or to request changes to this policy, please contact the Office of Ethics and Compliance or the Office of General Council.
AD04 – Development Solicitation
AD31 – Outdoor Public Art
AD75 – University Events and Ticket Accountability
BS07 - Authority and Procurement
BS08 - Information Inquiries
BS09 - Initiating Purchases From Vendors Outside the University
FN03 - Substantiation, Disclosure, and Accountability for the Receipt of Contributions from Non-Governmental Sources
FN09 - Scholarships
FN10 - Other Business Expenses and Activities
FN15 – Establishing or Accepting Funds for Endowed or Named Annually Funded Accounts
FN20 – Student Group Travel Policy
FN22 - Policy on Institutional and Employee Relationships with Educational Loan Lenders
FN24 – Providing Educational Services to Military Service Members
FNG01 - Flow and Accountability of Gifts and Grants from Non-Governmental Sources
HR77 – University-Named Career Development Professorships
HR81 – University-Named Professorships
HR82 – University-Named Chairs
HR83 – University Endowed Fellowships
HR91 – Conflict of Interest
HR93 – University-Named Dean’s Chairs
HR94 – University-Named Department Head’s Chairs
HRG15 – Support Funds and Outside Compensation During Sabbatical
IP04 – Royalty Payments for Course Materials
IPG04 – Acceptance of Donated Intellectual Property by The Pennsylvania State University
RA04 - Making Revisions to Budgets and Program Plans on Federally Sponsored Projects
RA20 – Disclosure and Management of Significant Financial Interests
RAG04 – Guidelines for Gifts, Grants and Contracts (The Funding Matrix)
RAG18 – Establishing Research Institutes, Consortia, and Centers
Bylaws of The Pennsylvania State University, Section 8:13 – Disclosure of Potential Conflict of Interest by the Employees of the University
Penn State Travel Policy
Most recent changes:
Revision History (and effective dates):